Mintz & Gold LLC

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Mintz & Gold LLC
At Lax & Neville LLP, we represent individuals, investors, securities industry employees and securities industry companies seeking representation in employment matters and securities-related and commercial litigation. Our legal team offers strong experience and comprehensive legal services focused on achieving the goals of our clients through strategic negotiation and complex litigation.

We are a boutique litigation law firm focused on broker-dealer, securities arbitration, regulatory, and employment matters. We have built a reputation nationwide advocating on behalf of employees, employers, independent contractors, brokers, investment bankers, investment advisors, traders, hedge funds, public customers, and broker-dealers in state and federal court.

Our practice areas include:

Securities arbitration
Broker negligence
Bonus disputes
Broker transitions
Employment law/workplace discrimination
Form U-5 expungements
Investment advisor disputes
Hedge fund litigation
Regulatory enforcement defense
Clawback litigation
Preference litigation defense
Promissory note settlement and negotiation
SIPC coverage protection
Expert witness/consulting services

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